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About This Course
At the end of the 6-hour on-line course, the learners will be able to acquire, develop and update their knowledge and competency in key regulations, as well as best practice standards that are in line with relevant parts of the Financial Advisers Act (FAA), Financial Advisers Regulation (FAR) and Securities & Future Act (SFA). Participants will be able to fulfill the required annual Core FAA CPD or Core SFA CPD.
What You’ll Learn
The program is specifically designed to provide the learners with the knowledge/competency through practical application of relevant parts of the FAA. FAR and SFA. The course will be split into 3 learning modules, and 1 assessment module.
The main components of the curriculum:
- Revision of key concepts relating to FAA/FAR/SFA
- Latest study reference/materials to uploaded to relevant modules’
- Resource tab
- FAA N03 – Notice on Information to Clients and Product Information Disclosure
- FAA N06 – Notice on Financial Advisers on Prevention of Money Laundering and Countering the Financing of Terrorism
- FAA N16 – Notice on Recommendation on Investment Products
- FAA G04 – Guidelines on Standards of Conduct For Financial Advisers and Representatives
- FAA G11 – Guidelines on Fair Dealing – Board & Senior Management Responsibilities for Delivering Fair Dealing Outcomes to Customers
- FSG G01 – Guidelines on Fit and Proper Criteria
- SFA S197, S198, S199, S201, S218, S219
- SFA04 N02 – Prevention of Money Laundering and Countering the Financing of Terrorism – Capital Markets Intermediaries
- SFA04 N12 – Notice on the Sale of Investment Products
| Eligibility |
Employer sponsored only, RNF preferred under FAA or SFA |
| Course Code | TGS-2024043996 |
| Duration (in hour / minute) | Asynchronous eLearning – 5 hrs
eAssessments – 1 hr TOTAL hrs – 6 hrs |
| Assessment Modes | MCQs |
| Duration (in day; up to 8 to 9 hours per day) | Total Asynchronous eLearning + eAssessment hrs = 6 hrs |
| Funding Type | IBF |
Nett Fee after IBF’s Course Fee Funding
| Type | Category of Individuals | |
| – Singapore Citizens, Singapore Permanent Residents | Singapore Citizens aged 40 years old and above |
|
| 30% of Course Fees | 70% of Course Fees | |
| Course Fee | $ 250.00 | $ 250.00 |
| IBF Funding | $75.00 | $175.00 |
| Nett Fee Payable (Before GST) | $ 175.00 | $ 75.00 |
| GST (9% x $250.00) | $22.50 | $22.50 |
| Final Amount Payable (Incl. of 9% GST) | $ 197.50 | $ 97.50 |
Requirements
- Employer sponsored only
- RNF preferred under FAA or SFA
